SEC FORM CRS COMPLIANCE CHECKER

ADVPartCRS

Instant PASS/FLAG/FAIL review of your SEC Form ADV Part 3 (CRS) — all 7 sections, with specific SEC citations and recommended fixes.

For CCO review before delivery to clients. Not legal advice.

⚠️ SEC OCIE 2025 Exam Priority: Form CRS deficiencies are a top-10 finding for small RIAs and broker-dealers. 5 enforcement actions in 2024 cited inadequate annual CRS review procedures. Annual review required under Advisers Act Rule 204-5 and Exchange Act Rule 17a-14.

What ADVPartCRS Reviews

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Section 1: Introduction

Firm type, required conversation starters, IAPD reference

🤝
Section 2: Relationships & Services

Services offered, discretion, monitoring, minimums, custody

💰
Section 3: Fees & Costs

Fee types, incentives, conflicts, required conversation starter

⚖️
Section 4: Conflicts & Standard of Care

Fiduciary / Reg BI standard, key conflict disclosures

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Section 5: Disciplinary History

Clean affirmation or required disclosures, BrokerCheck link

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Section 6: Additional Information

Contact info, ADV Part 2A reference, conversation starter

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Section 7: Plain English & Format

≤2 page limit, jargon flags, required starter bolding, headings

❓
Required Conversation Starters

All 7 SEC-required conversation starters checked verbatim

Report delivered as Word document (.docx) — ready for CCO signature and file retention.

Pricing

$29
Single CRS Review
  • 7-section compliance report
  • PASS / FLAG / FAIL per section
  • SEC rule citations
  • Specific rewrite suggestions
  • Conversation starter audit
  • Word document (.docx)
$179
Annual Bundle
  • CRS Review + ADVDraft Part 2A
  • + RIAMark Marketing Rule checker
  • Annual bundle discount
  • All three CCO annual documents
  • One workflow, one platform
$45
BD / Consultant API
  • Per-review API pricing
  • For compliance consultants
  • Broker-dealer Reg BI checks
  • White-label output
  • JSON + DOCX output
$200–500
Compliance consultant charges
$29
ADVPartCRS per review
7–17×
Cost savings vs. human review
<60s
vs. 3–5 days for consultant

Run Your CRS Compliance Review

Paste your current Form CRS text below (copy from your IAPD filing or website). Your CRS text is not stored after report generation.

🔒 Your CRS text is processed securely and is not retained after report generation. Output is for CCO review purposes only. Not legal advice.